Nov 2018
Consultation Conclusions on Amendments to the Guideline on Anti-Money Laundering and Counter-Financing of Terrorism
Oct 2018
Agility and Innovation of Internal Audit Function
Sep 2018
Consultation Conclusions on Delisting and Other Rule Amendments
Aug 2018
Consultation Conclusions on Review of the Corporate Governance Code and Related Listing Rules
Jul 2018
Consultation Paper on Backdoor Listing
Jun 2018
Applying Enterprise Risk Management to Environmental, Social and Governance-related Risks
May 2018
Artificial Intelligence: The Future for Internal Auditing
Apr 2018
Internal Audit in the Age of Disruption
Mar 2018
How Healthy Culture Leads to Good Corporate Governance?
Feb 2018
The First SFC Compliance Bulletin on Conflicts of Interests of Intermediaries
Jan 2018
Consultation Conclusions on Proposals to Reduce and Mitigate Hacking Risks Associated with Internet Trading by SFC
Dec 2017
Consultation Paper on Review of the Corporate Governance Code and Related Listing Rules
Nov 2017
Consultation Papers on Listed Issuers’ Capital Raisings and Delisting Process by HKEX
Oct 2017
Updates on COSO Enterprise Risk Management Framework (2)
Sep 2017
Updates on COSO Enterprise Risk Management Framework
Aug 2017
Discussion of Bond Connect
Jul 2017
New Consultation on Online Distribution and Advisory Platforms by SFC (2)
Jun 2017
New Consultation on Online Distribution and Advisory Platforms by SFC
May 2017
Cybersecurity Risks associated with Internet Trading
Apr 2017
Sanction Cases on Late Disclosure of Inside Information by MMT
Mar 2017
Revision of Enforcement Theme and Policy Statement on the Enforcement of Listing Rules by HKEX
Feb 2017
Review of Disclosure in Issuers' Annual Reports
Jan 2017
Cyber Security and Internal Audit
Dec 2016
COSO’s New Fraud Risk Management Guide
Nov 2016
Review of Corporate Governance Practice Disclosure
Oct 2016
Exposure Draft of Enterprise Risk Management Framework by the Committee of Sponsoring Organizations of the Treadway Commission
Sep 2016
The Introduction of ESG Reporting Guide
Aug 2016
Joint consultation paper on listing regulation by SFC and HKEX
Jul 2016
Revision of Measures for the Administration of Accounting Archives of the PRC
Jun 2016
Specific issues related to Disclosures by Listing Applicants and Listed Companies
May 2016
Analysis of Corporate Governance Practice Disclosure
Apr 2016
Circular to All Licensed Corporations on Cybersecurity issued by Securities and Futures Commission
Mar 2016
10 principles to strengthen the risk management system
Feb 2016
Developments in Corporate Governance and Stewardship 2015 issued by the UK Financial Reporting Council
Jan 2016
Comparison of risk management in UK and US
Dec 2015
Consultation Conclusion – Environmental, Social And Governance Reporting Guide
Nov 2015
Risk management in the Hong Kong and China market (2)
Oct 2015
Risk management in the Hong Kong and China market
Sep 2015
2nd Public Consultation on Environmental, Social and Governance (“ESG”) Reporting Guide
Aug 2015
Review of the related regulations about Inside Information
Jul 2015
Anti-money Laundering Bulletin
Jun 2015
Financial Reporting Council issues Guidance on Risk Management, Internal Control and Related Financial and Business Reporting (2)
May 2015
Financial Reporting Council issues Guidance on Risk Management, Internal Control and Related Financial and Business Reporting
Apr 2015
General internal control problems and solutions of retail sector
Mar 2015
Information Technology (IT) General Controls
Feb 2015
Corporate Governance
Jan 2015
Consultation Conclusions on Risk Management and Internal Control: Review of the Corporate Governance Code and Corporate Governance Report (the “Code”)
Dec 2014
Amendments on the Global Governance Principles
Nov 2014
International Corporate Governance Network and the Global Governance Principles
Oct 2014
Updates on UK Corporate Governance Code
Sep 2014
Business Continuity Management
Aug 2014
Consultation Paper on Risk Management and Internal Control: Review of the Corporate Governance Code and Corporate Governance Report (the “Code”)
Jul 2014
SHINEWING Risk Services Limited ("SHINEWING Risk") has completed 6 Successful Initial Public Offering (“IPO”) Cases for the first 7 months in 2014
Jun 2014
Internal control highlights on distributorship business model
May 2014
Update of Guidance on disclosure of material non-compliance incidents in listing documents
Apr 2014
Enterprise Risk Assessment
Mar 2014
Internal Controls Highlight on Catering Industry
Feb 2014
How Does Technologies Affect Internal Audit Functions
Jan 2014
Internal controls requirement on non-compliance issues for listing companies (2)
Dec 2013
Internal controls requirement on non-compliance issues for listing companies
Nov 2013
Internal Audit: Enhancing Internal Audit Functions
Oct 2013
Internal Audit: Performing Internal Audit Review
Sep 2013
Internal Audit: Establishment of Internal Audit Function
Aug 2013
Managing the Fraud (3) Role of Internal Audit
Jul 2013
Managing the Fraud (2)
Jun 2013
Managing the Fraud (1)
May 2013
Review of connected transaction rules
Apr 2013
Updates on Internal Control – Integrated Framework
Mar 2013
Trading Halts
Feb 2013
Review on Compliance Procedures for Hong Kong Listed Companies
Jan 2013
Board Diversity
Dec 2012
HKEx issues Consultation Conclusions of Disclosure of Inside Information
Nov 2012
Consultation Conclusion - "Environmental, Social and Governance Reporting Guide"
Oct 2012
SFC Issues New Guidelines on Disclosure of Inside Information - Part II
Sep 2012
SFC Issues New Guidelines on Disclosure of Inside Information - Part I
Aug 2012
IFAC Issues New Guidance to Help Organizations Improve Internal Control - Part II
Jul 2012
IFAC Issues New Guidance to Help Organizations Improve Internal Control - Part I
Jun 2012
Supplementary on Anti-money Laundering Bulletin - Frequently Asked Questions on Suspicious Transaction Reporting
May 2012
Consultation Paper on the Regulation of Sponsors
Apr 2012
2012 Standards Exposure by the International Internal Audit Standards Board (IIASB)
Mar 2012
Develop "Environmental, Social and Governance Reporting Guide"
Feb 2012
Overhauls on Hong Kong Corporate Governance Framework
Jan 2012
How Internal Controls could help to prevent Fraud?